Our Investment Committee
Paul A. Ganim
Director of Compliance and Education
Paul has held multiple financial planning roles working directly with individuals and their families to craft smart and successful financial strategies, then most recently worked with non-profits including hospitals, universities, government agencies, and business clients looking to improve their retirement benefits offering for employees. Over the years, Paul held a variety of supervisory positions where he supported the development of rep-advisors and associated compliance monitoring solutions for sales and investments departments.
Paul earned his Bachelor’s degree in Business Administration with a minor in Economics from the University of Cincinnati in the mid 90s. His professional securities registrations include the FINRA series 7, 63, 66, and supervisory registrations of the Series 9, 10, and 24.
His wife, Hetal has happily kept Paul around for 18 years of marriage since 2001, although their story started as high school sweethearts after sharing a few classes at Walnut Hills. They have two fantastic daughters – Maya (12) and Sara (8), and when he’s not working or brewing his favorite craft beer, Paul tries to spend time every day learning or experiencing something new with his daughters. They’re all quite busy with a variety of other family activities including basketball, soccer, volleyball, piano, singing, hiking, bicycling, skiing, and more.
Check the background of this investment professional on FINRA’s BrokerCheck.